| United States
of America was born when the thirteen former British
colonies got independence in 1776. Though the
constitution was adopted in the very next year
of declaration of independence but soon it started
amending with the first initial 10 amendments
recognized as the Bill of Rights, which were made
part of the constitution. However, few aspects
of the American constitution were depicted from
the British constitution as well as other federations
who joined USA. For instance, the bicameral system
of American constitution was an influence of the
Bicameral British Parliamentary system. Bicameral
system means the Congress is divided into two
houses, which are the Senate and House of Representatives.
House of Representatives is the lower chamber
of the Congress while Senate is the upper house
of Congress. The people on universal franchise
elect members from both the chambers of Congress.
(Akhund, 2002) Nonetheless, a distinctive characteristic
of the American constitution among its direct
and elective democracy is the system of checks
and balances on these separated powers. Therefore,
the American constitution is a unique constitution
that is at the same time a democratic federal
system and keeps a check and balance via its system
of separation of powers. The powers are divided
into three groups, which are the Executive, Legislative
and Congress. (Akhund, 2002)
Federalism
The American constitution is federal in nature
as it grants the decision making power to two
different levels of government, which are the
central part and the constituent unit known as
the state. Therefore, each power unit possessing
its exclusive powers operates on the people of
the state. Basically the need to adopt a centralize
government was to provide a path to the different
thirteen independent states in meeting the foreign
pressure as well as to set up some uniformity
to commerce, however, to avoid opposition at the
national level and keep a system of checks and
balances it was also decided to reserve some power
to the states. (Akhund, 2002) Therefore, the written
constitution of America distributed power into
a central government known as the federal government
and the regional or sub-divisional governments,
though both these acting powers directly apply
their power under the umbrella of laws and officials
over the people. (Deol, PP 203-204)
However, both the state and central governments
enjoy their supreme power and exercise their authority
for the smooth running of all the political, social
as well as economic affairs of the country. On
the other hand Supreme Court acts as an impartial
and supreme authority to keep a check on the various
issues arising between both the governments and
ensure peace and understanding for the effective
working of both these governments. However, the
American Supreme Court enjoys immense powers for
instance, under its power of judicial consideration
it keeps a check on all the laws made by both
the governments that whether they are according
to the constitution or not. At the same time Supreme
Court can amend, accept or reject any law made
by these two governments. Similarly, Supreme Court
exercises it power when ever it needs to safeguard
political unrest among the federal and central
governments and protects the fundamental rights
of the people even against the ruling authorities
of both these governments. (Hall, Kermit and Hall
L. Kermit, 2000)
Moreover, the American federalism also provides
unity in diversity to the states and the government.
Due to the federal structure of the American constitution,
various states freely practice their traditional
culture. These very states with in America practice
their tradition and culture in various fields
like education, agriculture and many other aspects
with out interfering the domestic policies of
other states. At the same time, Federalism also
allows to decentralize the authority, which helps
the decision making process to be more authentic
and fast with out delays in important decisions.
Nonetheless, political participation is also purified
by its division into three different levels, which
are at local, state and national level. Due to
this division of participation under the federal
structure of the American government, all political
issues are addressed concluding meaningful results.
(Deol, PP 203-204)
Therefore, the spirit of American federalism is
its distribution of functions and power with transparent
demarcation among the state and the federal government.
However, these include the powers delegated to the
federal government, powers reserved to the states
and the implied powers to the federal government
and a list of concurrent powers. (Butt, PP.26-28,
2002)
Where as the powers delegated to the federal
government includes: Taxation Power, Regulation
of interstate and foreign commerce, Borrowing
and issuing currency, Establishing lower courts,
declaration of war as well as raising and supporting
any army, maintaining a navy, providing for militia,
governing territories and properties, defining
and punishing piracies on high seas, establishments
of post offices, granting patents and copy rights,
fixing standards of weights and measures and making
all laws necessary to carry out the above mentioned
rules. It is also important to realize that all
these powers vested to the federal government
are equally binding upon all the states with in
the US. (Deol, PP 205) On the other hand the powers
reserved for the state includes: regulation of
interstate commerce, establishment of local governments,
protecting the health, safety, welfare and moral
values of the citizens, ratification of the amendments,
conducting elections and specifying necessary
conditions for the rights to vote except those
provided in the constitution as well as changing
the state constitution and governments when required.
However, the powers that are concurrent for both
the federal and state governments include: imposing
taxes by both congress as well as the states,
borrowing public funds, chartering banks and other
corporations, establishment of courts as well
as making and enforcing laws, acquisition of property
for public welfare as well as spending the public
capital for general welfare. (Deol, PP 205) At
the same time, in order to balance the power and
keep a check on the working of the federal and
state governments, the federal structure also
prohibit some powers to the states, which confuses
the actual power status of the states.
Federalism and 10th Amendment
Therefore, federalism at the same time allows
a central government, which actively participates
in solving the common issues of the people at
large while at the same time maintaining domestic
pride, traditions and power. However, the fundamental
principle of American constitution is set in the
Tenth Amendment of the American constitution,
which was ratified in 1971. Though the initial
ten amendments are related to the Bill of Rights
and to the safeguard of basic rights of the people
of America. Therefore, the Tenth Amendment talks
about the right of the state and the people. It
basically assures the people that the Federal
government will not misuse it s power and will
not override the rights of the states as the federal
government posses the authority to make, amend
any laws “necessary and proper” to
carry out specific power. Therefore, according
to the Tenth Amendment, "The powers not delegated
to the United States by the Constitution, nor
prohibited by it to the States, are reserved to
the States respectively, or to the people."
(Federalism and American Politics, 2002)
Federalism and the relationship between Federal,
State and Local Government
Though the division of power allowed both the
federal and state governments to enjoy a certain
level of power but the constitution also limited
the federal unit to defense, foreign affairs and
control on currency to keep a hold on the states
activities in this regard. At the same time, the
states also operate as important political departments
of the government activity. Nonetheless, few presidents
like Nixon and Reagan made some effort to cut
back the federal power and provide the states
these powers, which was considered to be originally
there power according to the constitution. However,
among the various domestic policies of the current
president of America George Bush, has decided
to make the federal government smaller. (Thomas,
1969)
Therefore, these two presidents emphasized to
enhance the role of state towards more responsibilities
to run the government in a more effective manner
by reducing the power of the federal government.
However, the current criminal and civil laws that
govern the American people are basically the state
laws, which also cover the family, traffic and
commercial laws. So this makes us understand the
importance of the American states as considerable
legal entities. Nonetheless, the right of the
state to decide to sentence death penalty to the
convicted murderers is a classical example showing
the right of the state. (Herman Bakvis and William
M. Chandler 1987)
In order to understand the intergovernmental
relationship between the federal and state government,
a good example would be the case of the Human
Services Department recognized as Minnesota. This
basically posses a system of human services programs
that provide health care facilities as well as
economic support and other social assistance to
the people of America. Therefore, the Federal
government ratifies laws and funds to the various
health care projects administered by this organization
and the States passes these laws from its legislations
to qualify these federal funding. However the
policy of the state is highly influenced by the
federal law fulfilling its requirements in regard
to receive the basic federal funding. On the other
hand the local governments work more practically
as they determine the eligibility in regard for
receiving assistance in various social, economic
and health care programs as well as provide the
principle human services at doorstep. So in this
way all the departments are related to each other
and work with a strong relationship safeguarding
the national interest of America and its people.
(Chun, 2002)
Unfunded Federal Mandates
Since the federal government enjoys the power
to enforce laws which are binding upon the states
and other local agencies, the federal legislation
imposes Unfunded mandates to the local and state
governments. This results into social and economic
disturbances in the governing bodies of the states
and the various districts of these states. Therefore,
much has been talked about the unfunded mandates
specifically to safe guard the balanced budget
of the states. The Unfunded mandate involves millions
of dollars per year, which the state governments
cannot manage to arrange for the social and economic
development. There are many areas where federal
funds are required for instance, child education;
health care facilities and other social and economic
areas are in serious need for funds as the states
lack funds in this regard. Therefore, the state
government and the people at large are raising
the point that the federal government should also
try to balance its budget prior to making any
mandates as the local and state governments do
so that the burden of unfunded mandates should
not be on the state and local governments. So
it is the taxpayers or the local budget, which
has to suffer due to the unfunded mandates.
Unfunded mandates are basically the voluntary
programs of the federal government towards the
socio-economic development with in the very states
of America. However, mandate is related to any
legislative or statute provision, which will impose
an enforceable duty on the states or local and
tribal governments or which will effect the funds
of some existing mandates by reduction or elimination
in the reserved cost for that very mandate. However,
such duties and responsibilities that are due
to conditional assistance to the federal government
in a voluntary program are not considered to be
mandates. (CBO, May 2001, P. 5) On the other hand,
when the direct federal funding decreases from
the required or reserved amount of funding of
the state, local or tribal government to meet
the mandate and the cost limits the spending,
which is as a result of the enforceable duty imposed
by the legislation it related to the category
of unfunded mandates. (CBO, May 2001, p. 6)
Therefore, there is a difference between voluntary
and mandated programs, which needs to be realized
specially when the relation of federal and state
government is to be discussed in regard to unfunded
mandates. So in voluntary programs states should
be free to spend their personal revenue taxes
according to the requirements they feel instead
of being forced by the federal government to spend
for unwanted programs. However, voluntary programs
are theoretically proposals by the federal government
in regard to provide a guideline about the functioning
of the states in accordance to these mandates.
Hence they are not impost theoretically but since
the federal government offers to support implementing
the mandate via financial assistance, states have
started taking federal government for granted
to provide a complete funding for such mandates
Practically states now recognized such mandates
as the unfunded mandates. Therefore, the states
basically have an option to accept the mandate
or keep itself self-independent of federal interference
in that very program. (Riedl, May 28, 2003)
The No Child Left Behind Act passed by the federal
government is a classical example, which is now
days mostly talked about by both the federal and
state governments. According to this plan, states
are independent to make their policies and implement
any suitable plan in regard to educate their disadvantaged
children. However, The No Child Left Behind Act
is therefore, a legalized model of the federal
government, which is not imposed on the states.
(Riedl, May 28, 2003)
Unfunded Mandates And The Relationship Between
Federal and State Government
Due to the very fact that the federal government
enjoys tremendous powers and higher powers then
the state governments, the states are always dependent
on the federal government specifically when it
comes to legalize funding for any social, economic
or other necessary project. The federal government
mandates many projects with out funding them where
all the burden lies on the state and local governments,
which immensy effects the taxpayers and disbalances
the budget of the states. Though there are many
areas that require sufficient funding by the federal
government but the presently child education is
the imperative concern of the states and local
governments. Therefore, among these various social
and economical projects, the most costly mandate
is the “No Child Left Behind Act”
No Child Left Behind Act: affecting intergovernmental
relationship in America
Among the various issues related to unfunded mandates,
recently the No Child Left Behind Act is a major
issue affecting the intergovernmental relationship
between the federal government and state government.
The principle motive of the No Child Left Behind
Act is to provide the best educational opportunities
to the American children at the same time ensuring
their success. Therefore, ESA in 1994 started
struggling to achieve reauthorization by the federal
government in regard to get funds for educational
plans which was singed and made a law by the federal
government on January 8, 2002, which is presently
known as the No Child Left Behind Act. This act
basically contains directions for standard reading
and mathematical performance, which is expected
to continue via the NCLB along some additional
modifications and accountability provisions. Since
Iowa negotiated it through the federal legislation
in 1994 with the United States Department of Education,
which is known as the Iowa model and associated
with the state policy with 1994 ESEA. (USDE) (ESEA
1994) Moreover, presently Iowa is working in association
with other 29 states of America to get a timeline
waiver by the USFE in order to complete the requirements
of the 1994 legislation.
Therefore, many states are working together to
gain funds under the NCLB Act, to meet the mandate
of educating the children of America in their
respective local districts and states. For instance,
the California Department of Education and the
State Board of Education under the No Child Left
Behind Act of 2001 requires the development and
implementation of a statewide accountability system.
Therefore, it is mandatory to each state to ensure
an adequate yearly progress in all schools of
each district, which includes elementary education
to higher education. On the other hand, the USED
is also looking forward for progress report by
each state in the above regard by the next year.
At the same time, under the same mandate, the
quality of teaching and improving teaching techniques
is also a part of the agenda. (NLCB 2001) Similarly
other states are also looking forward for federal
funds to meet the requirement of the NCLB mandates
so that they can implement the legislation over
all the schools in the very districts of these
states.
Prior to the NCLB Act of 2001, the federal government
has been funding to meet the demands of the mandate
related to the No Child Left Behind Act. However,
some states started using the funds to cover their
personal educational expenses and other social
security issues that are not a part of the mandate.
Therefore, with the NCLB Act of 2001, Washington
imposed certain restrictions and provided as the
federal money is supposed to be used for the federal
mandate either voluntary mandates or other unfunded
mandates. Consequently, in regard to the issue
of unfunded mandates specifically the No Child
Left Behind Act is one of the principle issues
affecting the intergovernmental relationships
between the state and federal governments.
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