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Ross Terrill's Mao: A Biography was first published
in 1980. It appears now with revisions, an excellent
new introduction that skillfully sketches what
has changed for the biographer of Mao over twenty
years, an epilogue, postscript, and a new bibliography.
Terrill, a Harvard-based scholar and writer, is
concerned above all with Mao as an individual,
and he paints a richly documented and fascinating
portrait, full of insight, empathy, and even humor.
Still, he points out, the historical and cultural
background cannot be neglected: "In the end,
Mao's qualities cannot be explained aside from
the long-ripened qualities of Chinese civilization.
Could Somalia produce a Mao? Could New Zealand?
We cannot account for Mao's success merely by
unwrapping him as an individual psychological
package" (pp. 460-61).
An interpretative shift is nevertheless well under
way. Mao's cruelty and destruction are now clearly
acknowledged and documented by author. So, in
place of the old concern with Mao's thought and
social significance, which informed thought until
the time of his death, the question now being
asked is, how did he do it? Terrill's answer in
his conclusion is similar: "[T]here was a
personal fire in him.... He was certain of himself,
and of the eventual triumph of his peasant army.
That--beyond mere hunger for power--gave him a
will of granite" (p. 459). Personal qualities,
in other words, were critical to Mao's success
in winning power and holding it longer and more
effectively than any other figure in twentieth-century
China.
Chinese have traditionally linked individual
qualities to political success in two mutually
exclusive ways. The first, which is imbedded in
the Confucian moral mainstream, perceives power
as a matter of moral influence. The true king
wins followers by winning hearts through his virtue;
indeed, he can even win battles that way. In the
traditional account of Muye, an ancient battle
at which the Zhou defeated the Shang, virtue alone
ensured victory. The mere presence on the field
of the Zhou leaders caused the Shang troops to
mutiny, so victory was won without any clash of
armies. In other words, according to this appealing
Chinese belief (also not unknown in the West),
the good will reliably win provided they are truly
good. But it is the second approach to power that
has traditionally fascinated Chinese. This one
perceives the gaining and holding of power as
basically an amoral business of clever deception
and strategy triumphing against the odds. This
is the school of Sun Zi and other writers on military
affairs and it feeds, with a substantial admixture
of moral content, into such classics as Luo Guanzhong's
Three Kingdoms and the story of the great strategist
Zhuge Liang. According to this account the winners
are the really skilled liars’ manipulators,
and tacticians.
But if these approaches are still distinct in
China, they have become melded together in the
West. There, the rise of the sociological interpretation
of history caused a general denigration of the
importance previously imputed to such things as
battles and the skills needed to win them and
a correspondingly higher evaluation of the importance
of such larger factors as demographic trends,
social pressures, economic shifts, and so forth.
This might sound amoral as well, but in fact Westerners
rose on the redemptive stories of Christianity
and Judaism had great difficulty adopting a sort
of Hindu-style moral impartiality with respect
to the actions of great material forces, whether
creative or destructive, and strived to see some
positive purpose in their workings. That was what
Marxism was all about: the Great Historical Forces
were propelling us objectively not just somewhere,
but Somewhere Better. The twentieth century was
the heyday of such views, when the tendency to
spot the Zeitgeist mounted on a military steed
(in Hegel's famous remark about Napoleon) was
evident not only in Germany and Italy, but also
in China. What this meant was that the first studies
of Mao in the West paid overwhelming attention
to Mao's role as a philosopher in action, the
incarnation of the spirit of his age.
As a philosopher, Mao's role, so it was thought,
had been to articulate the basis for a new Chineseness
that would supplant that of Confucianism. The
whole Chinese civilization was, by many twentieth-century
accounts, of no use or value whatsoever under
modern conditions and needed to be replaced in
its totality. That misguided belief would unleash
the most virulent orgy of cultural self-destruction
ever seen in human history. Many Chinese intellectuals
believed this and some still do. In the West,
the late Joseph Levenson was its most articulate
exponent, with his memorable argument that for
the Chinese the cultural past could only exist
in a museum (unlike his own Judaism, which, he
reportedly discovered shortly before his death,
still contained living sparks). Mao had solved
this problem, so the argument went, by Sinifying
Marxism and thus creating a usable intellectual
and moral synthesis to take the place of the old
Confucian orthodoxy. Hence the attention paid
to Mao as a thinker.
Mao's role as a social reformer was interpreted
in similar fashion. The social system that China
carried into the twentieth century--familial,
local, hierarchical, and patriarchal, with vast
gulfs in income and education--was likewise unsuited
to modernity. No less than a complete transformation
was required, and this Mao provided by means of
a new nomenclature (along with workers and soldiers,
there were rich, middle, and poor peasants)--and
a new economic system based on collectivized agriculture
and socialized industry. Accordingly, Mao succeeded
in gaining power where others such as Chiang Kai-shek
had failed precisely because he understood China's
objective social problems and unleashed their
latent power. Locked up in the social contradictions
of the Chinese countryside was the possibility
of a social chain reaction: one after another
of the obsolete bonds could be broken and the
people liberated.
Still, when Mao died the conventional wisdom,
both academic and journalistic, explained Mao's
success in terms of the Great Social Forces he
harnessed, and his greatness stemmed from the
fact that his ideas and leadership were in accord
with the spirit of the age. He had created a stable
system and laid a sound foundation for further
development, and he had been able to do so because
he had understood how to transform values and
economic structures.
Few people still take Mao seriously as a philosopher.
Even Benjamin Schwartz was reported to have said
toward the end of his life that if he had known
more of the facts about Mao such as Dr. Li revealed
he probably would not have done so either. As
for the economic system created by Mao and destined
to shake the world, it was, most would agree,
a mirage. Certainly few Chinese pay attention
to it any longer. The Maoist face of China, with
its slogans in red and white and its general lack
of bustle, has in the last twenty years been squeezed
out of existence as gaudy new urban development
takes up where pre-Communist China left off. The
claim to have modernized the country, which Butterfield
made for Mao, has been more convincingly appropriated
by Deng Xiaoping and his successors.
So how are we to understand Mao's importance
today? Very simply that he got power, held it,
and molded China not so much according to historical
imperatives as according to his personal will.
How did he do it? He was demonstrably not virtuous
by any standard of measure, so Confucianism cannot
explain his success. Nor did his policies ride
any irresistible tide of history, as sociological
historians suggested. We need to apply an entirely
new framework for thinking about where power comes
from and how people get it, one that owes more
to Sun Zi than to Emile Durkheim. Terrill agrees,
in effect, that Mao acquired power, first, by
genuinely craving it, feeling entitled to it,
and convincing others of his claim. Secondly,
he got power by making brilliant use of the opportunities
that history provided him and exploiting them
to move towards his goal. This approach is very
different from the more conventional sociological
interpretation. Mao's skills are most clearly
visible in two situations he had nothing to do
with creating: the war of resistance against Japan
(1937-45), and the period of war termination and
civil war in China (1945-49).
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